T••• L• C••••

Advisor at V••• F•••••••• A•••••••• I•••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c538bb1c-4852-81d4-64af-f7098e356fb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 10, 2025	n/a	yes	Boston, MA	Current employment
J••• H•••••• P••••••• F•••••••• S•••••••• L••	Bd affiliated wealth	Apr 23, 2025	Nov 10, 2025	no	Boston, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• H•••••• P••••••• F•••••••• S•••••••• L••	V••• F•••••••• A•••••••• I•••	Nov 10, 2025	Nov 10, 2025	0	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
174433:2882:MA:2025-11-03	Nov 10, 2025	Nov 10, 2025	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 10, 2025 to presentfactForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 23, 2025 to Nov 10, 2025factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c538bb1c-4852-81d4-64af-f7098e356fb9
First observed: Apr 23, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.