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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 20, 2018 | n/a | yes | WEST PALM BEACH, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jul 12, 2011 | Sep 17, 2018 | no | W. PALM BEACH, FL|West Palm Beach, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 17, 1993 | Jul 5, 2011 | no | PALM BEACH, FL|PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Sep 17, 2018 | Sep 20, 2018 | 3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jul 5, 2011 | Jul 12, 2011 | 7 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:705:FL:2018-09-04 | Sep 17, 2018 | Sep 20, 2018 | WEST PALM BEACH, FL | Firm change |