DFX Intelligence

F•••••• B•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

F•••••• B•••• F•••••

Advisor at T•••••• C•••••• M••••••••• L••

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:c53c934b-6fe7-9243-37cb-f8e166b38f09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C•••••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	SANTA BARBARA, CA	Current employment
T•••••• F•••••••• P•••••••	Former SEC adviser	Oct 18, 2005	Sep 23, 2013	no	ONTARIO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• F•••••••• P•••••••	T•••••• C•••••• M••••••••• L••	Sep 23, 2013	Jan 1, 2025	4,118	Firm change after gap	Other
M••••• A•••••••	T•••••• F•••••••• P•••••••	Jan 20, 2004	Oct 18, 2005

Relationships

Registered with (3)

→ T•••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ T•••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Oct 18, 2005 to Sep 23, 2013factForm ADV
→ M••••• A•••••••Registered adviserregistration: previous registration
Jan 23, 2001 to Jan 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c53c934b-6fe7-9243-37cb-f8e166b38f09
First observed: Jan 23, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.