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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TRINITY CAPITAL MANAGEMENT, LLC

CRD 143097

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8227154-5a80-ad41-78e3-98ca3cc72582

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 15, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.78 fund_share=0.0 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $557MItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $556M
Private client RAUM: $432MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $111Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 954
Individual clients: 204
High net worth clients: 172
Custody, client assets: $45.8M
SEC number: 801-67581
CRD: 143097
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Apr 15, 2026
Organised: Limited Liability Company, CA
Website: trinitycm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW YOON BUCHER	Chartered Financial Analyst	Olympia, WA \| SANTA BARBARA, CA	18	24	2	no
DANIEL RYAN BAKER	Certified Financial Planner	Upland, CA \| Rancho Cucamonga, CA	12	18	1	no
LENA LISA KALOOSTIAN	Certified Financial Planner	Ventuta, CA	12	13	1	no
FREDRIC BRIAN FISHER	Certified Financial Planner	SANTA BARBARA, CA	1	26	2	no
ORLANDO PLASCENCIA	n/a	Upland, CA \| SANTA BARBARA, CA	0	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCHER, ANDREW, YOON	NON-MANAGING MEMBER / CHIEF INVESTMENT OFFICER	B	yes	02/2010	Mar 30, 2012	Feb 29, 2024
FISHER, FREDRIC, BRIAN	MANAGING MEMBER / PRESIDENT / CHIEF COMPLIANCE OFFICER	E	yes	09/2006	Mar 30, 2012	Feb 29, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RANCHO CUCAMONGA	CA	United States	3	no
Olympia	Wa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026	$557M	$556M	6	4	2	n/a	n/a
2024	Mar 12, 2025	$454M	$450M	5	5	2	n/a	n/a
2023	Feb 29, 2024	$414M	$413M	5	5	2	n/a	n/a
2022	Mar 17, 2023	$383M	$379M	5	5	2	n/a	n/a
2021	Mar 21, 2022	$393M	$392M	5	5	2	n/a	n/a
2020	Mar 5, 2021	$341M	$337M	6	5	2	n/a	n/a
2019	Feb 24, 2020	$286M	$284M	6	5	2	n/a	n/a
2018	Mar 26, 2019	$262M	$250M	6	5	2	n/a	n/a
2017	Mar 29, 2018	$265M	$253M	6	5	2	n/a	n/a
2016	Mar 23, 2017	$237M	$229M	5	5	n/a	n/a	n/a
2015	Mar 30, 2016	$196M	$187M	5	5	n/a	n/a	n/a
2014	Mar 30, 2015	$170M	$161M	5	5	n/a	n/a	n/a
2013	Mar 27, 2014	$147M	$147M	5	5	n/a	n/a	n/a
2012	Mar 4, 2013	$134M	$134M	2	2	n/a	n/a	n/a
2011	Mar 30, 2012	$131M	$131M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$557M	$454M	22.8%	$383M	13.3%	6	5	2	2

Relationships

Registered with (5)

← ORLANDO PLASCENCIAAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← FREDRIC BRIAN FISHERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← LENA LISA KALOOSTIANAdvisorregistration: current employment
Oct 3, 2013 to presentfactForm ADV
← DANIEL RYAN BAKERAdvisorregistration: current employment
Sep 24, 2013 to presentfactForm ADV
← ANDREW YOON BUCHERAdvisorregistration: current employment
Dec 5, 2007 to presentfactForm ADV

Controls (2)

← FISHER, FREDRIC, BRIANOwnerMANAGING MEMBER / PRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 30, 2012 to Feb 29, 2024factForm ADV
← BUCHER, ANDREW, YOONOwnerNON-MANAGING MEMBER / CHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 30, 2012 to Feb 29, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8227154-5a80-ad41-78e3-98ca3cc72582
First observed: Mar 30, 2012
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRINITY CAPITAL MANAGEMENT, LLC

CRD 143097

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8227154-5a80-ad41-78e3-98ca3cc72582

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW YOON BUCHER

Chartered Financial Analyst

Olympia, WA | SANTA BARBARA, CA

DANIEL RYAN BAKER

Certified Financial Planner

Upland, CA | Rancho Cucamonga, CA

LENA LISA KALOOSTIAN

Certified Financial Planner

Ventuta, CA

FREDRIC BRIAN FISHER

Certified Financial Planner

SANTA BARBARA, CA

ORLANDO PLASCENCIA

n/a

Upland, CA | SANTA BARBARA, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCHER, ANDREW, YOON

NON-MANAGING MEMBER / CHIEF INVESTMENT OFFICER

yes

02/2010

Mar 30, 2012

Feb 29, 2024

FISHER, FREDRIC, BRIAN

MANAGING MEMBER / PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

09/2006

Mar 30, 2012

Feb 29, 2024

City

State

Country

Employees

Also broker-dealer

RANCHO CUCAMONGA

United States

Olympia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$557M

$556M

n/a

2024

Mar 12, 2025

$454M

$450M

n/a

2023

Feb 29, 2024

$414M

$413M

n/a

2022

Mar 17, 2023

$383M

$379M

n/a

2021

Mar 21, 2022

$393M

$392M

n/a

2020

Mar 5, 2021

$341M

$337M

n/a

2019

Feb 24, 2020

$286M

$284M

n/a

2018

Mar 26, 2019

$262M

$250M

n/a

2017

Mar 29, 2018

$265M

$253M

n/a

2016

Mar 23, 2017

$237M

$229M

n/a

2015

Mar 30, 2016

$196M

$187M

n/a

2014

Mar 30, 2015

$170M

$161M

n/a

2013

Mar 27, 2014

$147M

n/a

2012

Mar 4, 2013

$134M

n/a

2011

Mar 30, 2012

$131M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$557M

$454M

22.8%

$383M

13.3%