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RIA / WealthAdvisor20 years in industry

ADRIAN EDWARD RAMIREZ

Advisor at MONARCH PLAN ADVISORS

SIMI VALLEY, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:c53fd846-9cc8-abfb-94ec-537d4c50d091

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONARCH PLAN ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Sep 27, 2005
First registration: Mar 24, 2014
Dual registered: no
Other names: ADRIAN E RAMIREZ
IAPD individual key: 4955337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
3(38) INVESTMENT FIDUCIARIES	Institutional manager	May 22, 2024	n/a	yes	SIMI VALLEY, CA\|AUSTIN, TX	Current employment
MONARCH PLAN ADVISORS	Institutional manager	May 22, 2024	n/a	yes	SIMI VALLEY, CA\|AUSTIN, TX	Current employment
SWBC INVESTMENT ADVISORY SERVICES LLC	No RAUM reported	Jul 9, 2021	Mar 19, 2026	no	AUSTIN, TX	Previous registration
PRECISION FIDUCIARY PARTNERS, LLC	Institutional manager	Sep 1, 2017	May 17, 2021	no	AUSTIN, TX	Previous registration
FROST INVESTMENT ADVISORS, LLC	Asset manager	Mar 24, 2014	Aug 14, 2017	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SWBC INVESTMENT ADVISORY SERVICES LLC	MONARCH PLAN ADVISORS	Mar 19, 2026	May 22, 2024	-666	Firm change after gap	Other
PRECISION FIDUCIARY PARTNERS, LLC	SWBC INVESTMENT ADVISORY SERVICES LLC	May 17, 2021	Jul 9, 2021	53	Firm change	Other
FROST INVESTMENT ADVISORS, LLC	PRECISION FIDUCIARY PARTNERS, LLC	Aug 14, 2017	Sep 1, 2017	18	Firm change	Other

Relationships

Registered with (5)

→ MONARCH PLAN ADVISORSRegistered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ 3(38) INVESTMENT FIDUCIARIESRegistered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ SWBC INVESTMENT ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
Jul 9, 2021 to Mar 19, 2026factForm ADV
→ PRECISION FIDUCIARY PARTNERS, LLCRegistered adviserregistration: previous registration
Sep 1, 2017 to May 17, 2021factForm ADV
→ FROST INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 24, 2014 to Aug 14, 2017factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
Adrian Edward Ramirez left Swbc Investment Advisory Services Llc for Monarch Plan Advisors (registered 2024-05-22)
Form ADVobserved 4 days ago