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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

MAIN STREET FINANCIAL

MAIN STREET FINANCIAL LLC, CRD 118130

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c55151f0-299a-3010-dde9-2b268d97e9c4

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2012 to Feb 10, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $71.1MItem 5.F on the latest filing (2026-02-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $71.1M
Private client RAUM: $71.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $23.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 267
Individual clients: 76
High net worth clients: 22
SEC number: 801-76458
CRD: 118130
Filings on the tape: 28
First filed: Apr 4, 2012
Latest filed: Feb 10, 2026
Organised: Limited Liability Company, NY
Website: mainstfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LEO LUNDY CUNNINGHAM	Certified Financial Planner	PURCHASE, NY	10	22	2	no
CHARLES JOSEPH BENWAY	Certified Financial Planner	PURCHASE, NY	5	38	1	no
Jay Donovan McNeill	Certified Financial Planner	PURCHASE, NY	5	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENWAY, CHARLES, JOSEPH	CHIEF INVESTMENT OFFICER	Na	yes	07/2024	Apr 4, 2012	Aug 14, 2024
McNeill, Jay, Donovan	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	07/2024	Jul 15, 2024	Aug 14, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LARUSSO & MCNEILL LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$71.1M	$71.1M	4	3	0	n/a	n/a
2024	Feb 11, 2025	$61.3M	$61.3M	4	3	0	n/a	n/a
2023	Mar 1, 2024	$58.7M	$58.7M	4	3	0	n/a	n/a
2022	Mar 2, 2023	$58.4M	$58.4M	4	3	0	n/a	n/a
2021	Mar 25, 2022	$59.5M	$59.5M	4	3	0	n/a	n/a
2020	Mar 16, 2021	$56.7M	$56.7M	3	2	0	n/a	n/a
2019	Mar 16, 2020	$49.2M	$49.2M	3	3	0	n/a	n/a
2018	Mar 21, 2019	$46.4M	$46.4M	3	2	0	n/a	n/a
2017	Mar 19, 2018	$49.4M	$49.4M	2	2	0	n/a	n/a
2016	Mar 11, 2017	$45.3M	$45.3M	2	2	n/a	n/a	n/a
2015	Mar 9, 2016	$45.5M	$45.5M	2	2	n/a	n/a	n/a
2014	Mar 25, 2015	$46.4M	$46.4M	2	2	n/a	n/a	n/a
2013	Mar 25, 2014	$44.7M	$44.7M	2	2	n/a	n/a	n/a
2012	Mar 27, 2013	$38.5M	$38.5M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$71.1M	$61.3M	15.9%	$58.4M	6.8%	4	4	0	0

Relationships

Registered with (3)

← Jay Donovan McNeillAdvisorregistration: current employment
Sep 10, 2021 to presentfactForm ADV
← CHARLES JOSEPH BENWAYAdvisorregistration: previous registration
Aug 25, 2011 to Dec 31, 2012factForm ADV
← LEO LUNDY CUNNINGHAMAdvisorregistration: previous registration
Aug 31, 2011 to Dec 31, 2012factForm ADV

Controls (2)

← BENWAY, CHARLES, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 4, 2012 to Aug 14, 2024factForm ADV
← McNeill, Jay, DonovanOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 15, 2024 to Aug 14, 2024factForm ADV

Dated events

Occurred
Jul 15, 2024
Control person joined
Donovan Jay Mcneill (Managing Member And Chief Compliance Officer) appeared on Schedule A of Main Street Financial
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c55151f0-299a-3010-dde9-2b268d97e9c4
First observed: Apr 4, 2012
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAIN STREET FINANCIAL

MAIN STREET FINANCIAL LLC, CRD 118130

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c55151f0-299a-3010-dde9-2b268d97e9c4

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LEO LUNDY CUNNINGHAM

Certified Financial Planner

PURCHASE, NY

CHARLES JOSEPH BENWAY

Certified Financial Planner

PURCHASE, NY

Jay Donovan McNeill

Certified Financial Planner

PURCHASE, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENWAY, CHARLES, JOSEPH

CHIEF INVESTMENT OFFICER

yes

07/2024

Apr 4, 2012

Aug 14, 2024

McNeill, Jay, Donovan

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

07/2024

Jul 15, 2024

Aug 14, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LARUSSO & MCNEILL LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$71.1M

n/a

2024

Feb 11, 2025

$61.3M

n/a

2023

Mar 1, 2024

$58.7M

n/a

2022

Mar 2, 2023

$58.4M

n/a

2021

Mar 25, 2022

$59.5M

n/a

2020

Mar 16, 2021

$56.7M

n/a

2019

Mar 16, 2020

$49.2M

n/a

2018

Mar 21, 2019

$46.4M

n/a

2017

Mar 19, 2018

$49.4M

n/a

2016

Mar 11, 2017

$45.3M

n/a

2015

Mar 9, 2016

$45.5M

n/a

2014

Mar 25, 2015

$46.4M

n/a

2013

Mar 25, 2014

$44.7M

n/a

2012

Mar 27, 2013

$38.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$71.1M

$61.3M

15.9%

$58.4M

6.8%