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Reading the graph
Advisor at MAIN STREET FINANCIAL
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL | Independent wealth | Mar 16, 2016 | n/a | yes | PURCHASE, NY | Current employment |
| MAIN STREET FINANCIAL | Independent wealth | Aug 31, 2011 | Dec 31, 2012 | no | PURCHASE, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 1, 2004 | Mar 24, 2005 | no | MOUNT KISCO, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MAIN STREET FINANCIAL | Mar 24, 2005 | Aug 31, 2011 | 2,351 | Firm change after gap | Other |