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Advisor at PERIGON WEALTH MANAGEMENT, LLC
SAN FRANCISCO, CA | Simpsonville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERIGON WEALTH MANAGEMENT, LLC | Independent wealth | Jan 3, 2022 | n/a | yes | SAN FRANCISCO, CA|Simpsonville, SC | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 5, 2018 | Dec 17, 2021 | no | Spartanburg, SC | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 27, 2018 | Oct 9, 2018 | no | GREENVILLE, SC | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Oct 9, 2018 | no | OMAHA, NE|Greenville, SC | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Apr 25, 2017 | Feb 26, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | PERIGON WEALTH MANAGEMENT, LLC | Dec 17, 2021 | Jan 3, 2022 | 17 | Firm change | Wirehouse to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Oct 9, 2018 | Feb 27, 2018 | -224 | Bulk transfer | Other |
| TD AMERITRADE, INC. | MORGAN STANLEY | Oct 9, 2018 | Oct 5, 2018 | -4 | Firm change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |