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Advisor at MML INVESTORS SERVICES, LLC
AUDUBON, PA | NEWTOWN SQUARE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | NEWTOWN SQUARE, PA|AUDUBON, PA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | NEWTOWN SQUARE, PA | Previous registration |
| NEWSQUARE CAPITAL, LLC | Independent wealth | Oct 29, 2010 | Dec 31, 2017 | no | NEWTOWN SQUARE, PA | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Feb 26, 2008 | Jan 2, 2015 | no | NEWTOWN SQUARE, PA|NEWTOWN SQUARE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWSQUARE CAPITAL, LLC | MSI FINANCIAL SERVICES, INC. | Dec 31, 2017 | Jan 2, 2015 | -1,094 | Bulk transfer | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | NEWSQUARE CAPITAL, LLC | Jan 2, 2015 | Oct 29, 2010 | -1,526 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 615:152430:PA:2015-01-02 | Jan 2, 2015 | Oct 29, 2010 | NEWTOWN SQUARE, PA | Firm change after gap |