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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

KEVIN MICHAEL STUART

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Decatur, AL | DECATUR, AL

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Search this name across graphsid dfx:ria:c5731f1c-4a3f-eb64-dd6f-8d2cba2b10e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 6, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 19, 2007
First registration: May 6, 2011
Dual registered: yes, broker-dealer
Other names: KEVIN STUART|KEVIN M STUART
IAPD individual key: 5335430

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 10, 2026	n/a	yes	Decatur, AL\|SAN DIEGO, CA\|DECATUR, AL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 26, 2022	Jun 10, 2026	no	HUNTSVILLE, AL\|Decatur, AL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 2, 2014	Apr 22, 2022	no	HUNTSVILLE, AL\|HUNTSVILLE, AL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 19, 2012	Dec 2, 2014	no	ATHENS, AL\|ARDMORE, AL\|DECATUR, AL\|DECATUR, AL\|DECATUR, AL\|HARTSELLE, AL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	May 6, 2011	Oct 15, 2012	no	HUNTSVILLE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jun 10, 2026	Jun 10, 2026	0	Firm change	Ibd to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 22, 2022	Apr 26, 2022	4	Firm change	RIA to ibd
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Dec 2, 2014	Dec 2, 2014	0	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	PNC WEALTH MANAGEMENT	Oct 15, 2012	Oct 19, 2012	4	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 2, 2014 to Apr 22, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 26, 2022 to Jun 10, 2026factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 19, 2012 to Dec 2, 2014factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
May 6, 2011 to Oct 15, 2012factForm ADV

Dated events

Occurred
Jun 10, 2026
Advisor changed firm
Kevin Michael Stuart left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-06-10)
Form ADVobserved 6 days ago
Occurred
Apr 22, 2022
Advisor changed firm
Kevin Michael Stuart left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2022-04-26)
Form ADVobserved 6 days ago