DFX Intelligence

W•••••• C•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

W•••••• C•••••• R•••••••

Advisor at Y••• I•• L••

••• Locked

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Search this name across graphsid dfx:ria:c57471db-fab3-01ec-b263-775d8fd423d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••• I•• L••	Independent wealth	Mar 20, 2026	n/a	yes	ST. GEORGE, UT\|Salt Lake City, UT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jul 8, 2024	Mar 17, 2026	no	Salt Lake City, UT\|CARMEL, IN\|Salt Lake City, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	Y••• I•• L••	Mar 17, 2026	Mar 20, 2026	3	Firm change	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	O•••• W•••••• I•••	Jul 2, 2024	Jul 8, 2024

Relationships

Registered with (4)

→ Y••• I•• L••Registered adviserregistration: current employment
Mar 20, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jul 8, 2024 to Mar 17, 2026factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2016 to Jul 2, 2024factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c57471db-fab3-01ec-b263-775d8fd423d7
First observed: Jun 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.