RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C•••••• R•••••••
- Y••• I•• L•• independent RIA currentsince Mar 20, 2026 · St. George, Ut
- O•••• W•••••• I••• BD affiliatedJul 8, 2024 to Mar 17, 2026 · Salt Lake City, Ut
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 22, 2016 to Jul 2, 2024 · American Fork, Ut
- I••••• F•••••••• C••••••••• formerMar 3, 2009 to Mar 16, 2016 · Appleton, Wi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJun 22, 2007 to Mar 5, 2009 · St. Petersburg, Fl
- O•••• W•••••• I••• to Y••• I•• L••left Mar 17, 2026, registered Mar 20, 2026 (3 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••••• F•••••••• A•••••••• L•• to O•••• W•••••• I•••left Jul 2, 2024, registered Jul 8, 2024 (6 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to T••••••••• F•••••••• A•••••••• L••left Mar 16, 2016, registered Mar 22, 2016 (6 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to I••••• F•••••••• C•••••••••left Mar 5, 2009, registered Mar 3, 2009 (-2 days) · Other
- W•••••• C•••••• R••••••• left O•••• W•••••• I••• for Y••• I•• L•• (registered 2026-03-20)Mar 17, 2026 · Advisor changed firm · fact
- W•••••• C•••••• R••••••• left T••••••••• F•••••••• A•••••••• L•• for O•••• W•••••• I••• (registered 2024-07-08)Jul 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address