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Advisor at BAY COLONY ADVISORS
CONCORD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAY COLONY ADVISORS | Independent wealth | Jul 10, 2020 | n/a | yes | CONCORD, MA | Current employment |
| WINSLOW, EVANS & CROCKER, INC. | Former SEC adviser | Oct 6, 2009 | Jul 16, 2020 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 15, 2008 | Sep 28, 2009 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINSLOW, EVANS & CROCKER, INC. | BAY COLONY ADVISORS | Jul 16, 2020 | Jul 10, 2020 | -6 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WINSLOW, EVANS & CROCKER, INC. | Sep 28, 2009 | Oct 6, 2009 | 8 | Firm change | Other |