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Reading the graph
Advisor at MORGAN STANLEY
Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 30, 2018 | n/a | yes | Boca Raton, FL | Current employment |
| IPC PRIVATE WEALTH PARTNERS, LLC | Former SEC adviser | Sep 26, 2016 | Nov 8, 2017 | no | BOCA RATON, FL | Previous registration |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | Former SEC adviser | Jun 15, 2016 | Sep 9, 2016 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 25, 1997 | Nov 21, 2014 | no | CORAL GABLES, FL|NEW YORK, NY|CORAL GABLES, FL|CORAL GABLES, FL|CORAL GABLES, FL|CORAL GABLES, FL|CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IPC PRIVATE WEALTH PARTNERS, LLC | MORGAN STANLEY | Nov 8, 2017 | Aug 30, 2018 | 295 | Firm change | Other |
| INDEPENDENT PORTFOLIO CONSULTANTS, INC. | IPC PRIVATE WEALTH PARTNERS, LLC | Sep 9, 2016 | Sep 26, 2016 | 17 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INDEPENDENT PORTFOLIO CONSULTANTS, INC. | Nov 21, 2014 | Jun 15, 2016 | 572 | Firm change after gap | Other |