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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

Bradley Alan Morris

Advisor at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NC | Houston, TX

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Search this name across graphsid dfx:ria:c58f952d-a471-ab3c-9c43-762398fa4e28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IP FINANCIAL ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 28, 1982
First registration: Apr 2, 2015
Dual registered: yes, broker-dealer
Other names: BRAD MORRIS
IAPD individual key: 1040140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Aug 31, 2026	n/a	yes	Houston, TX\|CHARLOTTE, NC	Current employment
LIFEMARK SECURITIES CORP.	Bd affiliated wealth	Nov 15, 2018	Aug 24, 2026	no	Houston, TX\|Houston, TX\|Livonia, MI\|ROCHESTER, NY	Previous registration
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Aug 21, 2017	Nov 7, 2018	no	CARMEL, IN\|TOMBALL, TX\|DALLAS, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 28, 2017	Aug 11, 2017	no	HOUSTON, TX	Previous registration
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Apr 2, 2015	Jun 2, 2017	no	DALLAS, TX\|HOUSTON, TX\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEMARK SECURITIES CORP.	IP FINANCIAL ADVISORY SERVICES LLC	Aug 24, 2026	Aug 31, 2026	7	Firm change	Ibd to RIA
FORESTERS EQUITY SERVICES, INC.	LIFEMARK SECURITIES CORP.	Nov 7, 2018	Nov 15, 2018	8	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	FORESTERS EQUITY SERVICES, INC.	Aug 11, 2017	Aug 21, 2017	10	Firm change	Other
FORESTERS EQUITY SERVICES, INC.	PRUCO SECURITIES, LLC	Jun 2, 2017	Jun 28, 2017	26	Firm change	Other

Relationships

Registered with (4)

→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ LIFEMARK SECURITIES CORP.Registered adviserregistration: previous registration
Nov 15, 2018 to Aug 24, 2026factForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Aug 21, 2017 to Nov 7, 2018factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 28, 2017 to Aug 11, 2017factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Bradley Alan Morris left Lifemark Securities Corp. for Ip Financial Advisory Services Llc (registered 2026-08-31)
Form ADVobserved 4 days ago