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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

MATTHEW SMITH

Advisor at STRATEGIC ADVISERS LLC

CUMBERLAND, RI | SMITHFIELD, RI

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Search this name across graphsid dfx:ria:c5963480-4fb7-ca69-85cb-763a9a8b7d74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 2, 2018
First registration: Nov 5, 2018
Dual registered: yes, broker-dealer
Other names: Matthew Rosasco Smith|Matthew Smith|Matthew R. Smith
IAPD individual key: 6509252

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CUMBERLAND, RI\|SMITHFIELD, RI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 19, 2023	Mar 31, 2025	no	SMITHFIELD, RI	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 10, 2021	Dec 8, 2023	no	Providence, RI\|Chestnut Hill, MA\|Framingham, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 5, 2018	Nov 12, 2021	no	RIVERSIDE, RI\|RIVERSIDE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 8, 2023	Dec 19, 2023	11	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Nov 12, 2021	Dec 10, 2021	28	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 19, 2023 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 10, 2021 to Dec 8, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 5, 2018 to Nov 12, 2021factForm ADV

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
Matthew Smith left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2023-12-19)
Form ADVobserved 5 days ago