DFX Intelligence

M•••••• R••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

M•••••• R••••• W••••••

Advisor at C••••••••• W••••• M••••••••• L•••

GLEN CARBON, IL

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Search this name across graphsid dfx:ria:c5970d24-a3ac-1049-ae7e-c2682094c86e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L•••	Independent wealth	Apr 8, 2019	n/a	yes	GLEN CARBON, IL	Current employment
E••••• J••••	National bd RIA	Jun 25, 2018	Jan 11, 2019	no	Edwardsville, IL\|ST LOUIS, MO\|GREENVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••••••••• W••••• M••••••••• L•••	Jan 11, 2019	Apr 8, 2019	87	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Jun 2, 2018	Jun 25, 2018

Relationships

Registered with (4)

→ C••••••••• W••••• M••••••••• L•••Registered adviserregistration: current employment
Apr 8, 2019 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 25, 2018 to Jan 11, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 14, 2016 to Jun 2, 2018factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5970d24-a3ac-1049-ae7e-c2682094c86e
First observed: Dec 2, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.