DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• A••••••• P••••••• L••
WEST CHESTER, PA | WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Jul 28, 2026 | n/a | yes | WINSTON-SALEM, NC|WEST CHESTER, PA | Current employment |
| E••••• J•••• | National bd RIA | Jan 29, 2024 | Jun 12, 2025 | no | ST LOUIS, MO|Advance, NC|TEMPE, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | W••••••••• A••••••• P••••••• L•• | Jun 12, 2025 | Jul 28, 2026 | 411 | Firm change after gap | Ibd to ibd |
| P••• A••••• S••••••••• L•• | E••••• J•••• | Jan 31, 2024 | Jan 29, 2024 |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Apr 13, 2023 | Jan 31, 2024 | no | WINSTON-SALEM, NC | Previous registration |
| P•••• S••••••••• L•• | No RAUM reported | May 15, 2020 | Mar 10, 2023 | no | CHARLOTTE, NC|Bermuda Run, NC | Previous registration |
| E••••• J•••• | National bd RIA | Jul 24, 2018 | Apr 20, 2020 | no | Advance, NC|ST LOUIS, MO|ADVANCE, NC|WINSTON SALEM, NC|ADVANCE, NC|CLEMMONS, NC | Previous registration |
| -2 |
| Firm change |
| Ibd to ibd |
| P•••• S••••••••• L•• | P••• A••••• S••••••••• L•• | Mar 10, 2023 | Apr 13, 2023 | 34 | Firm change | Ibd to ibd |
| E••••• J•••• | P•••• S••••••••• L•• | Apr 20, 2020 | May 15, 2020 | 25 | Firm change | Ibd to ibd |