DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• A•• W••••• A• A••••••• L••
WAYNE, PA | Oklahoma City, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• A•• W••••• A• A••••••• L•• | Institutional manager | Nov 11, 2022 | n/a | yes | Oklahoma City, OK|WAYNE, PA | Current employment |
| A••••• R••••••••• P••• A•••••••• L•• | Institutional manager | Oct 11, 2012 | Nov 3, 2022 | no | NEW ORLEANS, LA|Oklahoma City, OK|Oklahoma City, OK |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• R••••••••• P••• A•••••••• L•• | R••••••••• A•• W••••• A• A••••••• L•• | Nov 3, 2022 | Nov 11, 2022 | 8 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | A••••• R••••••••• P••• A•••••••• L•• | Oct 26, 2012 | Oct 11, 2012 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Feb 27, 2009 | Oct 26, 2012 | no | EDMOND, OK|AUSTIN, TX|OKLAHOMA CITY, OK | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 23, 2007 | Mar 2, 2009 | no | OVERLAND PARK, KS|LENEXA, KS|OKLAHOMA CITY, OK | Previous registration |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Oct 17, 2003 | Sep 28, 2006 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Mar 27, 2003 | Sep 30, 2003 | no | OKLAHOMA CITY, OK | Previous registration |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Apr 3, 2002 | Jul 15, 2002 | no | OKLAHOMA CITY, OK | Previous registration |
| -15 |
| Firm change |
| Other |
| V••• F•••••••• A•••••••• I••• | N•• A•••••• S•••••••• L•• | Mar 2, 2009 | Feb 27, 2009 | -3 | Firm change | Other |
| T•••• S••••• S••••••••• I••• | V••• F•••••••• A•••••••• I••• | Sep 28, 2006 | Apr 23, 2007 | 207 | Firm change | Other |
| C•••••••• F•••••••• G•••• A••••••• | T•••• S••••• S••••••••• I••• | Sep 30, 2003 | Oct 17, 2003 | 17 | Firm change | Other |
| O••••••••• S••••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | Jul 15, 2002 | Mar 27, 2003 | 255 | Firm change | Other |