RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••••• K••••••
- R••••••••• A•• W••••• A• A••••••• L•• institutional currentsince Nov 11, 2022 · Oklahoma City, Ok
- A••••• R••••••••• P••• A•••••••• L•• institutionalOct 11, 2012 to Nov 3, 2022 · New Orleans, La
- N•• A•••••• S•••••••• L•• formerFeb 27, 2009 to Oct 26, 2012 · Edmond, Ok
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 23, 2007 to Mar 2, 2009 · Overland Park, Ks
- T•••• S••••• S••••••••• I••• formerOct 17, 2003 to Sep 28, 2006 · Oklahoma City, Ok
- C•••••••• F•••••••• G•••• A••••••• formerMar 27, 2003 to Sep 30, 2003 · Oklahoma City, Ok
- O••••••••• S••••••••• I••• BD affiliatedApr 3, 2002 to Jul 15, 2002 · Oklahoma City, Ok
- A••••• R••••••••• P••• A•••••••• L•• to R••••••••• A•• W••••• A• A••••••• L••left Nov 3, 2022, registered Nov 11, 2022 (8 days) · Other
- N•• A•••••• S•••••••• L•• to A••••• R••••••••• P••• A•••••••• L••left Oct 26, 2012, registered Oct 11, 2012 (-15 days) · Other
- V••• F•••••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Mar 2, 2009, registered Feb 27, 2009 (-3 days) · Other
- T•••• S••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Sep 28, 2006, registered Apr 23, 2007 (207 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to T•••• S••••• S••••••••• I•••left Sep 30, 2003, registered Oct 17, 2003 (17 days) · Other
- O••••••••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Jul 15, 2002, registered Mar 27, 2003 (255 days) · Other
- R••••• B•••••• K•••••• left A••••• R••••••••• P••• A•••••••• L•• for R••••••••• A•• W••••• A• A••••••• L•• (registered 2022-11-11)Nov 3, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address