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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

LOUIS SCOTT MITCHELL

Advisor at LPL FINANCIAL LLC

DADE CITY, FL

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Search this name across graphsid dfx:ria:c5ad0381-5955-a0b7-b184-bca65f13cb61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 14, 2006
First registration: Jun 16, 2006
Dual registered: yes, broker-dealer
Other names: SCOTT MITCHELL
IAPD individual key: 2396828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2019	n/a	yes	DADE CITY, FL	Current employment
GWN SECURITIES INC.	Bd affiliated wealth	Jun 26, 2012	Apr 1, 2019	no	DADE CITY, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Nov 4, 2011	Jun 21, 2012	no	BOCA RATON, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Nov 29, 2010	Oct 13, 2011	no	TAMPA, FL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 30, 2009	Nov 3, 2010	no	ORLANDO, FL	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Nov 5, 2008	Jul 6, 2009	no	LAKELAND, FL\|MONTGOMERY, AL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 16, 2006	Oct 17, 2008	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GWN SECURITIES INC.	LPL FINANCIAL LLC	Apr 1, 2019	Apr 2, 2019	1	Firm change	Ibd to RIA
VALIC FINANCIAL ADVISORS, INC.	GWN SECURITIES INC.	Jun 21, 2012	Jun 26, 2012	5	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	VALIC FINANCIAL ADVISORS, INC.	Oct 13, 2011	Nov 4, 2011	22	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	USAA FINANCIAL PLANNING SERVICES	Nov 3, 2010	Nov 29, 2010	26	Firm change	Other
COLONIAL ASSET MANAGEMENT INC	VALIC FINANCIAL ADVISORS, INC.	Jul 6, 2009	Sep 30, 2009	86	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	COLONIAL ASSET MANAGEMENT INC	Oct 17, 2008	Nov 5, 2008	19	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 2, 2019 to presentfactForm ADV
→ GWN SECURITIES INC.Registered adviserregistration: previous registration
Jun 26, 2012 to Apr 1, 2019factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 4, 2011 to Jun 21, 2012factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 29, 2010 to Oct 13, 2011factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Nov 5, 2008 to Jul 6, 2009factForm ADV

Dated events

No dated event names this entity yet.