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Advisor at FIRST PACIFIC FINANCIAL, INC.
VANCOUVER, WA | PORTLAND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST PACIFIC FINANCIAL, INC. | Independent wealth | Sep 1, 2016 | n/a | yes | VANCOUVER, WA|PORTLAND, OR | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Jan 13, 2016 | Dec 31, 2017 | no | VANCOUVER, WA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 11, 2014 | Jan 20, 2016 | no | VANCOUVER, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | FIRST PACIFIC FINANCIAL, INC. | Dec 31, 2017 | Sep 1, 2016 | -486 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | KMS FINANCIAL SERVICES, INC | Jan 20, 2016 | Jan 13, 2016 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:284736:WA:2017-12-31 | Dec 31, 2017 | Sep 1, 2016 | VANCOUVER, WA | Firm change after gap |