DFX Intelligence

Data Factory

RIA / WealthAdvisor45 years in industry

Scott William Phillips

Advisor at MAI CAPITAL MANAGEMENT, LLC

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5b70184-25ef-c272-c5af-ba6a8b337b86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 12, 1981
First registration: Jan 13, 2006
Dual registered: no
IAPD individual key: 1156373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 15, 2026	n/a	yes	DALLAS, TX	Current employment
EVOKE ADVISORS	Independent wealth	Jun 15, 2026	Sep 4, 2026	no	DALLAS, TX\|LOS ANGELES, CA	Previous registration
SERVICE ACADEMY CAPITAL MANAGEMENT LLC	Former SEC adviser	Nov 29, 2018	Jun 9, 2026	no	DALLAS, TX	Previous registration
FIRST DALLAS SECURITIES, INC.	Independent wealth	Apr 11, 2006	Jan 3, 2007	no	DALLAS, TX\|DALLAS, TX	Previous registration
HODGES CAPITAL MANAGEMENT INC	Mixed wealth	Jan 13, 2006	Jan 3, 2007	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVOKE ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Sep 4, 2026	Jun 15, 2026	-81	Bulk transfer	RIA to RIA
SERVICE ACADEMY CAPITAL MANAGEMENT LLC	EVOKE ADVISORS	Jun 9, 2026	Jun 15, 2026	6	Firm change	RIA to RIA
HODGES CAPITAL MANAGEMENT INC	FIRST DALLAS SECURITIES, INC.	Jan 3, 2007	Apr 11, 2006	-267	Firm change after gap	Other
FIRST DALLAS SECURITIES, INC.	SERVICE ACADEMY CAPITAL MANAGEMENT LLC	Jan 3, 2007	Nov 29, 2018	4,348	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
226628:300856:TX:2026-06-09	Jun 9, 2026	Jun 15, 2026	DALLAS, TX	Firm change

Relationships

Registered with (5)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ EVOKE ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2026 to Sep 4, 2026factForm ADV
→ SERVICE ACADEMY CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 29, 2018 to Jun 9, 2026factForm ADV
→ HODGES CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 13, 2006 to Jan 3, 2007factForm ADV
→ FIRST DALLAS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 11, 2006 to Jan 3, 2007factForm ADV

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
Scott William Phillips left Service Academy Capital Management Llc for Evoke Advisors (registered 2026-06-15)
Form ADVobserved 6 days ago