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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

HODGES CAPITAL MANAGEMENT INC

CRD 110080

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bfd54c7-dacf-9794-454f-04d8df9326bb

Data as of Oct 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 12
On other graphs: 0
Observed: Nov 23, 2011 to Oct 31, 2025
72 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.37 fund_share=0.49 institutional_share=0.05 related_bd=true related_bank=false bd_reps=16.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2025-10-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $460MderivedItem 5.D individuals plus high net worth individuals
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $124Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 20
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 448
Individual clients: 265
High net worth clients: 133
SEC number: 801-35811
CIK: 1337263
CRD: 110080
Filings on the tape: 72
First filed: Nov 23, 2011
Latest filed: Oct 31, 2025
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CRAIG DONALDSON HODGES	n/a	DALLAS, TX	27	39	n/a	yes
GARY MACK BRADSHAW	n/a	DALLAS, TX	25	41	n/a	yes
ERIC JAY MARSHALL	Chartered Financial Analyst	DALLAS, TX	24	28	n/a	yes
CLARK BROWN HODGES	n/a	DALLAS, TX	20	34	1	yes
ROBERT JASON WOODARD	n/a	DALLAS, TX	14	42	2	yes
DEREK RHETT MAUPIN	n/a	DALLAS, TX	13	19	1	yes
CHRISTOPHER RYAN TERRY	Chartered Financial Analyst	DALLAS, TX	12	23	n/a	yes
LEE QUINCY BRADSHAW	n/a	DALLAS, TX	8	11	n/a	yes
CARLOS RAFAEL ESTEVE	Chartered Financial Analyst	DALLAS, TX	2	14	n/a	yes
Callan Brooks Hirschey	n/a	DALLAS, TX	1	10	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADSHAW, GARY, MACK	DIRECTOR CIO	Na	yes	09/2007	Oct 31, 2025	Oct 31, 2025
DARABADEY, CHARMAGNE, MARIE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Oct 31, 2025	Oct 31, 2025
HODGES CAPITAL HOLDINGS INC.	Cmo	E	yes	05/1989	Oct 31, 2025	Oct 31, 2025
HODGES, CLARK, BROWN	EVP BUSINESS DEVELOPMENT	Na	yes	08/2008	Oct 31, 2025	Oct 31, 2025
HODGES, CRAIG, DONALDSON	CEO/CO. CIO	Na	yes	10/2004	Oct 31, 2025	Oct 31, 2025
HAYS, CAMILLE, HODGES	Trustee	C	yes	10/2011	Nov 23, 2011	Oct 29, 2024
HODGES, CLARK, BROWN	Trustee	C	yes	10/2011	Nov 23, 2011	Oct 29, 2024
HODGES, CRAIG, DONALDSON	Trustee	C	yes	10/2011	Nov 23, 2011	Oct 29, 2024
MARSHALL, ERIC, JAY	PRESIDENT/CO. CIO	Na	yes	09/2007	Nov 23, 2011	Oct 29, 2024
HODGES CAPITAL HOLDINGS VOTING TRUST	Shareholder	D	no	10/2011	Jun 11, 2015	Oct 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST DALLAS SECURITIES, INC.	n/a	Independent wealth	$336M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Oct 29, 2024	$1.1B	$1.1B	20	10	0	n/a	n/a
2023	Oct 21, 2023	$969M	$969M	20	10	0	n/a	n/a
2022	Oct 17, 2022	$769M	$769M	20	10	0	n/a	n/a
2021	Aug 6, 2021	$938M	$938M	22	9	0	n/a	n/a
2020	Oct 30, 2020	$577M	$577M	20	5	0	n/a	n/a
2019	Oct 30, 2019	$976M	$976M	25	7	0	n/a	n/a
2018	Oct 26, 2018	$1.4B	$1.4B	26	9	0	n/a	n/a
2017	Oct 30, 2017	$1.7B	$1.7B	26	9	0	n/a	n/a
2016	Sep 16, 2016	$2.2B	$2.2B	30	11	n/a	n/a	n/a
2015	Sep 22, 2015	$2.9B	$2.9B	31	12	n/a	n/a	n/a
2014	Sep 5, 2014	$2.3B	$2.3B	26	12	n/a	n/a	n/a
2013	Sep 4, 2013	$1.1B	$1.1B	25	10	n/a	n/a	n/a
2012	Aug 30, 2012	$504M	$504M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.2B	$969M	28.0%	$938M	9.8%	20	20	0	0

Relationships

Affiliated with (2)

→ FIRST DALLAS SECURITIES, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← FIRST DALLAS SECURITIES, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (25)

← Callan Brooks HirscheyAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← CARLOS RAFAEL ESTEVEAdvisorregistration: current employment
Oct 13, 2023 to presentfactForm ADV
← LEE QUINCY BRADSHAWAdvisorregistration: current employment
Jun 14, 2018 to presentfactForm ADV
← CHRISTOPHER RYAN TERRYAdvisorregistration: current employment
Jan 23, 2014 to presentfactForm ADV
← DEREK RHETT MAUPINAdvisorregistration: current employment
Jun 5, 2013 to presentfactForm ADV
← ROBERT JASON WOODARDAdvisorregistration: previous registration
Mar 14, 2000 to Jun 13, 2012factForm ADV
← CLARK BROWN HODGESAdvisorregistration: current employment
Mar 1, 2006 to presentfactForm ADV
← ERIC JAY MARSHALLAdvisorregistration: current employment
Feb 8, 2002 to presentfactForm ADV
← GARY MACK BRADSHAWAdvisorregistration: current employment
Feb 21, 2001 to presentfactForm ADV
← CRAIG DONALDSON HODGESAdvisorregistration: current employment
May 12, 1999 to presentfactForm ADV
← Leesa Jane NicholsAdvisorregistration: previous registration
Jan 24, 2023 to Sep 11, 2024factForm ADV
← CHARMAGNE MARIE DARABADEYAdvisorregistration: previous registration
Mar 19, 2021 to Dec 31, 2022factForm ADV
← ALAN DREW EBRIGHTAdvisorregistration: previous registration
Feb 8, 2021 to Nov 2, 2022factForm ADV
← Robin LottAdvisorregistration: previous registration
Jun 26, 2019 to Jun 16, 2020factForm ADV
← Steven Mitchell LaskaAdvisorregistration: previous registration
Nov 26, 2019 to Feb 10, 2020factForm ADV
← ROBERT LEO KERCHAdvisorregistration: previous registration
Jun 8, 2009 to Aug 16, 2019factForm ADV
← KRISTI ANN DENHAMAdvisorregistration: previous registration
Apr 5, 2018 to May 1, 2019factForm ADV
← KENNETH BLAKE MERRITTAdvisorregistration: previous registration
Jun 17, 2008 to Jun 21, 2012factForm ADV
← RICHARD COOLIDGE FORDAdvisorregistration: previous registration
Jan 27, 2000 to Jun 8, 2012factForm ADV
← Ditzler J. WalkerAdvisorregistration: previous registration
Mar 17, 2000 to Aug 2, 2010factForm ADV
← BRAD ROBERT SANDERSAdvisorregistration: previous registration
Mar 26, 2002 to Mar 9, 2009factForm ADV
← JAMES REGINALD DAVISAdvisorregistration: previous registration
Jan 3, 2007 to Jul 30, 2007factForm ADV
← Scott William PhillipsAdvisorregistration: previous registration
Jan 13, 2006 to Jan 3, 2007factForm ADV
← IVAN STEPHEN SACKSAdvisorregistration: previous registration
Mar 26, 2002 to Nov 8, 2004factForm ADV
← MATTHEW ANDREW THOMPSONAdvisorregistration: previous registration
Jan 27, 2000 to Aug 29, 2003factForm ADV

Controls (7)

← BRADSHAW, GARY, MACKOwnerDIRECTOR, ownership code NA, individual
Nov 23, 2011 to Oct 29, 2024factForm ADV
← DARABADEY, CHARMAGNE, MARIEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2021 to Oct 29, 2024factForm ADV
← HODGES, CRAIG, DONALDSONOwnerTRUSTEE, ownership code C, individual
Nov 23, 2011 to Oct 29, 2024factForm ADV
← HODGES, CLARK, BROWNOwnerTRUSTEE, ownership code C, individual
Nov 23, 2011 to Oct 29, 2024factForm ADV
← HAYS, CAMILLE, HODGESOwnerTRUSTEE, ownership code C, individual
Nov 23, 2011 to Oct 29, 2024factForm ADV
← MARSHALL, ERIC, JAYOwnerPRESIDENT/CO. CIO, ownership code NA, individual
Nov 23, 2011 to Oct 29, 2024factForm ADV
← HODGES CAPITAL HOLDINGS INC.OwnerCMO, ownership code E, domestic entity
Jun 11, 2015 to Oct 29, 2024factForm ADV

Owns (1)

← HODGES CAPITAL HOLDINGS VOTING TRUSTOwnerSHAREHOLDER, ownership code D, domestic entity
Jun 11, 2015 to Oct 29, 2024factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
Leesa Jane Nichols left Hodges Capital Management Inc for Assetmark, Inc. (registered 2026-04-15)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2023
Regulatory AUM changed
Hodges Capital Management Inc reported RAUM $969.2M, up 26% from $769.1M (2023-01-19 to 2023-10-21)
Form ADVobserved 4 days ago
$200M
Occurred
Dec 31, 2022
Advisor changed firm
Charmagne Marie Darabadey left Hodges Capital Management Inc for First Dallas Securities, Inc. (registered 2021-03-19)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2022
Advisor changed firm
Alan Drew Ebright left Hodges Capital Management Inc for Check Capital Management Inc (registered 2022-11-07)
Form ADVobserved 4 days ago
Occurred
Jan 19, 2022
Control person left
Walker Brett Rainey (Coo) no longer on Schedule A of Hodges Capital Management Inc (listed 2022-01-03, absent 2022-01-19)
Form ADVobserved 4 days ago
Occurred
Aug 6, 2021
Regulatory AUM changed
Hodges Capital Management Inc reported RAUM $937.9M, up 62% from $577.2M (2021-03-19 to 2021-08-06)
Form ADVobserved 4 days ago
$361M
Occurred
Mar 19, 2021
Control person left
Rebecca Terra Prince (Cco) no longer on Schedule A of Hodges Capital Management Inc (listed 2020-10-30, absent 2021-03-19)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2021
Control person joined
Marie Charmagne Darabadey (Chief Compliance Officer) appeared on Schedule A of Hodges Capital Management Inc
Form ADVobserved 4 days ago
Occurred
Oct 30, 2020
Regulatory AUM changed
Hodges Capital Management Inc reported RAUM $577.2M, down 41% from $976.2M (2020-07-28 to 2020-10-30)
Form ADVobserved 4 days ago
$-399M
Occurred
Oct 30, 2019
Regulatory AUM changed
Hodges Capital Management Inc reported RAUM $976.2M, down 29% from $1.4B (2019-08-16 to 2019-10-30)
Form ADVobserved 4 days ago
$-404M
Occurred
Oct 30, 2019
Control person joined
Rebecca Terra Prince (Cco) appeared on Schedule A of Hodges Capital Management Inc
Form ADVobserved 4 days ago
Occurred
Aug 16, 2019
Control person left
Leo Robert Kerch (Chief Compliance Officer) no longer on Schedule A of Hodges Capital Management Inc (listed 2019-05-23, absent 2019-08-16)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8bfd54c7-dacf-9794-454f-04d8df9326bb
First observed: Nov 23, 2011
Last observed: Oct 31, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HODGES CAPITAL MANAGEMENT INC

CRD 110080

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8bfd54c7-dacf-9794-454f-04d8df9326bb

Data as of Oct 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CRAIG DONALDSON HODGES

n/a

DALLAS, TX

n/a

yes

GARY MACK BRADSHAW

n/a

DALLAS, TX

n/a

yes

ERIC JAY MARSHALL

Chartered Financial Analyst

DALLAS, TX

n/a

yes

CLARK BROWN HODGES

n/a

DALLAS, TX

yes

ROBERT JASON WOODARD

n/a

DALLAS, TX

yes

DEREK RHETT MAUPIN

n/a

DALLAS, TX

yes

CHRISTOPHER RYAN TERRY

Chartered Financial Analyst

DALLAS, TX

n/a

yes

LEE QUINCY BRADSHAW

n/a

DALLAS, TX

n/a

yes

CARLOS RAFAEL ESTEVE

Chartered Financial Analyst

DALLAS, TX

n/a

yes

Callan Brooks Hirschey

n/a

DALLAS, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADSHAW, GARY, MACK

DIRECTOR CIO

yes

09/2007

Oct 31, 2025

DARABADEY, CHARMAGNE, MARIE

CHIEF COMPLIANCE OFFICER

yes

03/2021

Oct 31, 2025

HODGES CAPITAL HOLDINGS INC.

Cmo

yes

05/1989

Oct 31, 2025

HODGES, CLARK, BROWN

EVP BUSINESS DEVELOPMENT

yes

08/2008

Oct 31, 2025

HODGES, CRAIG, DONALDSON

CEO/CO. CIO

yes

10/2004

Oct 31, 2025

HAYS, CAMILLE, HODGES

Trustee

yes

10/2011

Nov 23, 2011

Oct 29, 2024

HODGES, CLARK, BROWN

Trustee

yes

10/2011

Nov 23, 2011

Oct 29, 2024

HODGES, CRAIG, DONALDSON

Trustee

yes

10/2011

Nov 23, 2011

Oct 29, 2024

MARSHALL, ERIC, JAY

PRESIDENT/CO. CIO

yes

09/2007

Nov 23, 2011

Oct 29, 2024

HODGES CAPITAL HOLDINGS VOTING TRUST

Shareholder

10/2011

Jun 11, 2015

Oct 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST DALLAS SECURITIES, INC.

n/a

Independent wealth

$336M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Oct 29, 2024

$1.1B

n/a

2023

Oct 21, 2023

$969M

n/a

2022

Oct 17, 2022

$769M

n/a

2021

Aug 6, 2021

$938M

n/a

2020

Oct 30, 2020

$577M

n/a

2019

Oct 30, 2019

$976M

n/a

2018

Oct 26, 2018

$1.4B

n/a

2017

Oct 30, 2017

$1.7B

n/a

2016

Sep 16, 2016

$2.2B

n/a

2015

Sep 22, 2015

$2.9B

n/a

2014

Sep 5, 2014

$2.3B

n/a

2013

Sep 4, 2013

$1.1B

n/a

2012

Aug 30, 2012

$504M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.2B

$969M

28.0%

$938M

9.8%