DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LINCOLN INVESTMENT
Canton, GA | Carmel, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT | Independent wealth | Sep 12, 2017 | n/a | yes | Canton, GA|Carmel, IN | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Mar 27, 2012 | Jul 27, 2017 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 28, 2010 | Aug 10, 2011 | no | FISHERS, IN|NOBLESVILLE, IN|FISHERS, IN|CARMEL, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 21, 2006 | May 26, 2010 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | LINCOLN INVESTMENT | Jul 27, 2017 | Sep 12, 2017 | 47 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | ONEAMERICA SECURITIES, INC. | Aug 10, 2011 | Mar 27, 2012 | 230 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | May 26, 2010 | May 28, 2010 | 2 | Firm change | Other |