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K•••••• J•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

K•••••• J•••• L••••

Advisor at M••• C•••••• M••••••••• L••

Lewes, DE

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Search this name across graphsid dfx:ria:c5c4125c-ceb1-e602-756d-f23e9a879817

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C•••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C•••••• M••••••••• L••	Former SEC adviser	Apr 16, 2026	n/a	yes	Lewes, DE	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 20, 2016	Feb 6, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••• C•••••• M••••••••• L••	Feb 6, 2017	Apr 16, 2026	3,356	Firm change after gap	Other
B••• R••• C••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 24, 2012

Relationships

Registered with (3)

→ M••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Apr 16, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 20, 2016 to Feb 6, 2017factForm ADV
→ B••• R••• C••••••• L••Registered adviserregistration: previous registration
Mar 3, 2011 to Oct 24, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5c4125c-ceb1-e602-756d-f23e9a879817
First observed: Mar 3, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.