DFX Intelligence

A•••••• P••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

A•••••• P••• C•••••••

Advisor at L•• F•••••••• L••

DUBLIN, OH

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Search this name across graphsid dfx:ria:c5c7ebc6-a650-6943-3c90-25180df89886

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 3, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 1, 2024	n/a	yes	DUBLIN, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 25, 2021	Nov 7, 2024	no	DUBLIN, OH\|DUBLIN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Nov 7, 2024	Nov 1, 2024	-6	Firm change	Ibd to ibd
H••••••••• A•••• M••••••••• I••	O•••• W•••••• I•••	Jan 5, 2023	Jun 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:OH:2024-11-07	Nov 7, 2024	Nov 1, 2024	DUBLIN, OH	Firm change
106937:23131:OH:2023-01-05	Jan 5, 2023	Jun 25, 2021	DUBLIN, OH	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 25, 2021 to Nov 7, 2024factForm ADV
→ H••••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jan 28, 2003 to Jan 5, 2023factForm ADV

Dated events

Occurred
Nov 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5c7ebc6-a650-6943-3c90-25180df89886
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.