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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

Robert Emmer

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Richmond, CA

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Search this name across graphsid dfx:ria:c5ca5341-4228-6f9a-7d9d-a7f88b40ea02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 27, 1983
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 849947

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 12, 2020	n/a	yes	Richmond, CA	Current employment
SILVERSAGE ADVISORS	Former SEC adviser	May 31, 2017	Jun 7, 2021	no	Richmond, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Jun 6, 2017	no	RICHMOND, CA	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Apr 7, 2003	Sep 8, 2009	no	BOSTON, MA\|RICHMOND, CA	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Jul 8, 1997	Oct 13, 2009	no	MILL VALLEY, CA\|RICHMOND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SILVERSAGE ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 7, 2021	Aug 12, 2020	-299	Firm change after gap	Other
LPL FINANCIAL LLC	SILVERSAGE ADVISORS	Jun 6, 2017	May 31, 2017	-6	Firm change	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	ASSOCIATED SECURITIES CORP.	Oct 13, 2009	Apr 7, 2003	-2,381	Firm change after gap	Other
ASSOCIATED SECURITIES CORP.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125820:149018:CA:2021-06-07	Jun 7, 2021	Aug 12, 2020	RICHMOND, CA	Firm change after gap

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 12, 2020 to presentfactForm ADV
→ SILVERSAGE ADVISORSRegistered adviserregistration: previous registration
May 31, 2017 to Jun 7, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Jun 6, 2017factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Jul 8, 1997 to Oct 13, 2009factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Apr 7, 2003 to Sep 8, 2009factForm ADV

Dated events

No dated event names this entity yet.