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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SILVERSAGE ADVISORS

CRD 125820

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dedccb7-b234-1f42-1a28-41fdb6418bf4

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Jan 30, 2012 to Mar 31, 2021
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-78322
CRD: 125820
Filings on the tape: 30
First filed: Jan 30, 2012
Latest filed: Mar 31, 2021
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARELL, JEFFREY, MARK	FOUNDING PRINCIPAL/CHIEF COMPLIANCE OFFICER	D	yes	04/2004	Jan 30, 2012	Mar 31, 2021
GARELL, KARIN, DAWN MASON	CFO & SECRETARY	D	yes	04/2004	Jan 30, 2012	Mar 31, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$0	$0	12	6	1	n/a	n/a
2019	Mar 23, 2020	$386M	$385M	12	7	1	n/a	n/a
2018	Mar 29, 2019	$318M	$318M	12	8	2	n/a	n/a
2017	Mar 29, 2018	$288M	$285M	10	4	2	n/a	n/a
2016	Feb 27, 2017	$236M	$217M	11	6	n/a	n/a	n/a
2015	Mar 30, 2016	$198M	$182M	12	6	n/a	n/a	n/a
2014	Mar 9, 2015	$202M	$189M	10	5	n/a	n/a	n/a
2013	Mar 24, 2014	$186M	$175M	7	4	n/a	n/a	n/a
2011	Jan 30, 2012	$61.8M	$60.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$0	$386M	-100.0%	$288M	n/a	12	12	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	5	Jun 7, 2021	Aug 13, 2020	IRVINE, CA	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← GARELL, JEFFREY, MARKOwnerFOUNDING PRINCIPAL/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 30, 2012 to presentfactForm ADV
← GARELL, KARIN, DAWN MASONOwnerCFO & SECRETARY, ownership code D, individual
Jan 30, 2012 to presentfactForm ADV

Registered with (11)

← Jeffrey Mark GarellAdvisorregistration: previous registration
Nov 12, 2004 to Jun 7, 2021factForm ADV
← Peggy I PinkertonAdvisorregistration: previous registration
Jun 6, 2017 to Jun 7, 2021factForm ADV
← Michael Scott CampbellAdvisorregistration: previous registration
Nov 13, 2018 to Jun 7, 2021factForm ADV
← MATTHEW JOSEPH MENDOZAAdvisorregistration: previous registration
Jan 30, 2020 to Jun 7, 2021factForm ADV
← Robert EmmerAdvisorregistration: previous registration
May 31, 2017 to Jun 7, 2021factForm ADV
← MARIANNE RECHELLE DURHAMAdvisorregistration: previous registration
Mar 1, 2018 to Aug 4, 2020factForm ADV
← ERIC JOHN LECOURSAdvisorregistration: previous registration
Jun 27, 2017 to Jun 26, 2019factForm ADV
← DANIEL DAVID SANDSAdvisorregistration: previous registration
Nov 12, 2004 to Jan 3, 2018factForm ADV
← ARYN PATRICE SANDSAdvisorregistration: previous registration
Feb 20, 2009 to May 23, 2017factForm ADV
← YUHSIN WANGAdvisorregistration: previous registration
Jan 28, 2015 to May 10, 2017factForm ADV
← COLIN ROBERT KILPATRICKAdvisorregistration: previous registration
Jul 13, 2015 to Mar 10, 2016factForm ADV

Moved with (1)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser5 advisors, firm absorbed, same day
Jun 7, 2021 to Aug 13, 2020factForm ADV

Dated events

Occurred
Mar 31, 2021
Regulatory AUM changed
Silversage Advisors reported RAUM $0, down 100% from $385.8M (2021-02-18 to 2021-03-31)
Form ADVobserved 6 days ago
$-386M
Occurred
Jul 1, 2013
First Form ADV filing
Silversage Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9dedccb7-b234-1f42-1a28-41fdb6418bf4
First observed: Jan 30, 2012
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SILVERSAGE ADVISORS

CRD 125820

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9dedccb7-b234-1f42-1a28-41fdb6418bf4

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARELL, JEFFREY, MARK

FOUNDING PRINCIPAL/CHIEF COMPLIANCE OFFICER

yes

04/2004

Jan 30, 2012

Mar 31, 2021

GARELL, KARIN, DAWN MASON

CFO & SECRETARY

yes

04/2004

Jan 30, 2012

Mar 31, 2021

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

n/a

2019

Mar 23, 2020

$386M

$385M

n/a

2018

Mar 29, 2019

$318M

n/a

2017

Mar 29, 2018

$288M

$285M

n/a

2016

Feb 27, 2017

$236M

$217M

n/a

2015

Mar 30, 2016

$198M

$182M

n/a

2014

Mar 9, 2015

$202M

$189M

n/a

2013

Mar 24, 2014

$186M

$175M

n/a

2011

Jan 30, 2012

$61.8M

$60.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$386M

-100.0%

$288M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 7, 2021

Aug 13, 2020

IRVINE, CA

Firm absorbed

Other

100.0%