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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

SEAN THOMAS ODONNELL

Advisor at NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RICHMOND, VA | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 17, 2005
First registration: Jun 21, 2005
Dual registered: yes, broker-dealer
Other names: SEAN THOMAS O'DONNELL|SEAN THOMAS O'DONNELL
IAPD individual key: 4948277

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Aug 25, 2014	n/a	yes	NEW YORK, NY\|RICHMOND, VA	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jun 1, 2008	Aug 18, 2014	no	Midlothian, VA\|ACCOMAC, VA\|NORFOLK, VA	Previous registration
BI INVESTMENTS, LLC	n/a	Aug 21, 2007	Jun 1, 2008	no	GLEN ALLEN, VA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Aug 14, 2007	no	RICHMOND, VA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 21, 2005	Apr 2, 2007	no	RICHMOND, VA\|RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Aug 18, 2014	Aug 25, 2014	7	Firm change	Other
BI INVESTMENTS, LLC	OSAIC INSTITUTIONS, INC.	Jun 1, 2008	Jun 1, 2008	0	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	BI INVESTMENTS, LLC	Aug 14, 2007	Aug 21, 2007	7	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 25, 2014 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jun 1, 2008 to Aug 18, 2014factForm ADV
→ BI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 21, 2007 to Jun 1, 2008factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Aug 14, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 21, 2005 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.