RIA Intelligence

• N•• Y••• L••• I••••••••• M••••••••• L•• asset manager current
  since Aug 25, 2014 · New Y•••, Ny
• O•••• I••••••••• I••• BD affiliated
  Jun 1, 2008 to Aug 18, 2014 · Midlothian, Va
• B• I••••••••• L•• unclassified
  Aug 21, 2007 to Jun 1, 2008 · Glen Allen, Va
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Aug 14, 2007 · Richmond, Va
• M••••• S•••••• D• I••• unclassified
  Jun 21, 2005 to Apr 2, 2007 · Richmond, Va

• O•••• I••••••••• I••• to N•• Y••• L••• I••••••••• M••••••••• L••
  left Aug 18, 2014, registered Aug 25, 2014 (7 days) · Other
• B• I••••••••• L•• to O•••• I••••••••• I•••
  left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
• M••••• S•••••• • C•• L•• to B• I••••••••• L••
  left Aug 14, 2007, registered Aug 21, 2007 (7 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address