DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PRIVATE ADVISOR GROUP, LLC
Okatie, SC | MORRISTOWN, NJ | West Hartford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Feb 12, 2021 | n/a | yes | Okatie, SC|West Hartford, CT|MORRISTOWN, NJ | Current employment |
| PRIVATE CAPITAL GROUP, LLC | Former SEC adviser | Oct 31, 2017 | Feb 17, 2021 | no | WEST HARTFORD, CT | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 12, 2002 | Nov 17, 2017 | no | WINDSOR, CT|WESTFIELD, MA|HARTFORD, CT|WESTFIELD, MA|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE CAPITAL GROUP, LLC | PRIVATE ADVISOR GROUP, LLC | Feb 17, 2021 | Feb 12, 2021 | -5 | Firm change | RIA to ibd |
| OSAIC FA, INC. | PRIVATE CAPITAL GROUP, LLC | Nov 17, 2017 | Oct 31, 2017 | -17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 126665:155216:CT:2021-02-17 | Feb 17, 2021 | Feb 12, 2021 | WEST HARTFORD, CT | Firm change |
| 3978:126665:CT:2017-11-15 | Nov 17, 2017 | Oct 31, 2017 | HARTFORD, CT | Firm change |