DFX Intelligence

J••••• D•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

J••••• D•••• W•••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5ed9d61-70fc-9280-ce74-a610f02d8881

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	May 11, 2023	n/a	yes	FOSTER CITY, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	May 11, 2018	May 26, 2023	no	San Francisco, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	I•• C••••••• L••	May 26, 2023	May 11, 2023	-15	Firm change	Ibd to RIA
L••••••• A•••• M••••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	May 18, 2018	May 11, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
121767:108559:NY:2018-05-18	May 18, 2018	May 11, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ I•• C••••••• L••Registered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
May 11, 2018 to May 26, 2023factForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2010 to May 18, 2018factForm ADV
→ T••••• W••••• P••••••• L••

Dated events

Occurred
May 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5ed9d61-70fc-9280-ce74-a610f02d8881
First observed: Jan 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.