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Advisor at SILVER OAK SECURITIES, INC.
Sayner, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Aug 28, 2012 | n/a | yes | Sayner, WI | Current employment |
| HARBOUR INVESTMENTS, INC. | Independent wealth | Sep 7, 2007 | Dec 3, 2009 | no | PRESCOTT, WI|MADISON, WI|SAYNER, WI | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Mar 12, 2007 | Mar 12, 2007 | no | PRESCOTT, WI|Cedar Rapids, IA|PRESCOTT, WI | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | May 16, 2006 | Feb 26, 2007 | no | PRESCOTT, WI|PRESCOTT, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | SILVER OAK SECURITIES, INC. | Dec 3, 2009 | Aug 28, 2012 | 999 | Firm change after gap | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | HARBOUR INVESTMENTS, INC. | Mar 12, 2007 | Sep 7, 2007 | 179 | Firm change | Other |
| NEXT FINANCIAL GROUP, INC. | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Feb 26, 2007 | Mar 12, 2007 | 14 | Firm change | Other |