DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultant30 years in industry

JOHN CHARLES NEWELL

Advisor at NEWELL FINANCIAL SERVICES

Greenwood Village, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c60c345a-620e-ae7c-2926-559de297d732

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 27, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWELL FINANCIAL SERVICES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Jan 22, 1996
First registration: Jan 27, 1999
Dual registered: no
IAPD individual key: 2252168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWELL FINANCIAL SERVICES	State registered	Feb 20, 2026	n/a	yes	Greenwood Village, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 10, 2024	Oct 22, 2025	no	SAN DIEGO, CA\|DENVER, CO\|Greenwood Village, CO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 23, 2010	Apr 18, 2024	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|Greenwood Village, CO	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Aug 1, 2008	May 7, 2010	no	GREENWOOD VILLAGE, CO	Previous registration
1717 CAPITAL MANAGEMENT COMPANY	n/a	Jan 27, 1999	Aug 1, 2008	no	GREENWOOD VILLAGE, CO\|AURORA, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	NEWELL FINANCIAL SERVICES	Oct 22, 2025	Feb 20, 2026	121	Firm change	Ibd to state RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Apr 18, 2024	Apr 10, 2024	-8	Firm change	Ibd to ibd
NATIONWIDE SECURITIES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 7, 2010	Jun 23, 2010	47	Firm change	Other
1717 CAPITAL MANAGEMENT COMPANY	NATIONWIDE SECURITIES, LLC	Aug 1, 2008	Aug 1, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:6413:CO:2024-04-16	Apr 18, 2024	Apr 10, 2024	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (5)

→ NEWELL FINANCIAL SERVICESRegistered adviserregistration: current employment
Feb 20, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 10, 2024 to Oct 22, 2025factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 23, 2010 to Apr 18, 2024factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 1, 2008 to May 7, 2010factForm ADV
→ 1717 CAPITAL MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jan 27, 1999 to Aug 1, 2008factForm ADV

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
John Charles Newell left Lpl Financial Llc for Newell Financial Services (registered 2026-02-20)
Form ADVobserved 6 days ago
Occurred
Apr 18, 2024
Advisor changed firm
John Charles Newell left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2024-04-10)
Form ADVobserved 6 days ago