DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• C•••••• N•••••

N••••• F•••••••• S•••••••state registeredGreenwood Village, CoIA-onlyIAPD 2252168

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

0 y

since Feb 20, 2026

In the industry

30 y

since Jan 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/john-newell-clu-chfc-imc-85a63a169reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

N••••• F•••••••• S••••••• state registered current
since Feb 20, 2026 · Greenwood Village, Co
L•• F•••••••• L•• BD affiliated
Apr 10, 2024 to Oct 22, 2025 · San Diego, Ca
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 23, 2010 to Apr 18, 2024 · Greenwood Village, Co
N••••••••• S••••••••• L•• no RAUM
Aug 1, 2008 to May 7, 2010 · Greenwood Village, Co
1••• C•••••• M••••••••• C•••••• unclassified
Jan 27, 1999 to Aug 1, 2008 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to N••••• F•••••••• S•••••••
left Oct 22, 2025, registered Feb 20, 2026 (121 days) · Affiliated broker-dealer or bank to a state-registered adviser
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Apr 18, 2024, registered Apr 10, 2024 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
N••••••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left May 7, 2010, registered Jun 23, 2010 (47 days) · Other
1••• C•••••• M••••••••• C•••••• to N••••••••• S••••••••• L••
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move

Signals

J••• C•••••• N••••• left L•• F•••••••• L•• for N••••• F•••••••• S••••••• (registered 2026-02-20)
Oct 22, 2025 · Advisor changed firm · fact
J••• C•••••• N••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-04-10)
Apr 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address