DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• I••••••••• I•••
Los Alamitos, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | Bd affiliated wealth | Jul 22, 2025 | n/a | yes | Los Alamitos, CA | Current employment |
| M•••• C••••••• A••••••• S•••••• | Bd affiliated wealth | Apr 19, 2021 | Aug 31, 2023 | no | PALM BEACH GARDENS, FL|Clovis, CA|Clovis, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• C••••••• A••••••• S•••••• | O•••• I••••••••• I••• | Aug 31, 2023 | Jul 22, 2025 | 691 | Firm change after gap | Ibd to ibd |
| L•• F•••••••• L•• | M•••• C••••••• A••••••• S•••••• | May 13, 2019 | Apr 19, 2021 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 14, 2016 | May 13, 2019 | no | FRESNO, CA | Previous registration |
| W••••• F•••••••• S•••••••• L•• | Former SEC adviser | Nov 5, 2015 | Jun 15, 2016 | no | PASADENA, CA|PASADENA, CA | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Aug 7, 2014 | Nov 4, 2015 | no | GRANADA HILLS, CA | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Oct 26, 2012 | May 8, 2013 | no | FRESNO, CA|FRESNO, CA|FRESNO, CA|FRESNO, CA|FRESNO, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Dec 11, 2007 | May 7, 2008 | no | Tustin, CA|Tustin, CA | Previous registration |
| W••• I••••••••• I••• | n/a | Sep 26, 2007 | Nov 29, 2007 | no | LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|FRESNO, CA|FRESNO, CA | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Feb 20, 2004 | Sep 1, 2004 | no | CULVER CITY, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Oct 10, 2003 | Feb 27, 2004 | no | FRESNO, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 26, 2003 | Oct 17, 2003 | no | MONTEREY PARK, CA | Previous registration |
| 707 |
| Firm change after gap |
| RIA to ibd |
| W••••• F•••••••• S•••••••• L•• | L•• F•••••••• L•• | Jun 15, 2016 | Jun 14, 2016 | -1 | Firm change | Other |
| C••• F•••••••• S•••••••• L••• | W••••• F•••••••• S•••••••• L•• | Nov 4, 2015 | Nov 5, 2015 | 1 | Firm change | Other |
| C••• B•••••••• S•••••••• I••• | C••• F•••••••• S•••••••• L••• | May 8, 2013 | Aug 7, 2014 | 456 | Firm change after gap | Other |
| U••• B•••••• A•••••••• L•• | C••• B•••••••• S•••••••• I••• | May 7, 2008 | Oct 26, 2012 | 1,633 | Firm change after gap | Other |
| W••• I••••••••• I••• | U••• B•••••• A•••••••• L•• | Nov 29, 2007 | Dec 11, 2007 | 12 | Firm change | Other |
| C••• F•••••••• S•••••••• L••• | W••• I••••••••• I••• | Sep 1, 2004 | Sep 26, 2007 | 1,120 | Firm change after gap | Other |
| W•••• F•••• I••••••••• L•• | C••• F•••••••• S•••••••• L••• | Feb 27, 2004 | Feb 20, 2004 | -7 | Firm change | Other |
| L•• F•••••••• L•• | W•••• F•••• I••••••••• L•• | Oct 17, 2003 | Oct 10, 2003 | -7 | Firm change | Other |