DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Brescione
Feed of 09/14/2026
Also filed as Michael Brescione
At current firm
1 y
since Jul 22, 2025
In the industry
31 y
since Apr 25, 1995 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Jul 22, 2025 · Los Alamitos, Ca
- Money Concepts Advisory Service BD affiliatedApr 19, 2021 to Aug 31, 2023 · Palm Beach Gardens, Fl
- LPL Financial LLC BD affiliatedJun 14, 2016 to May 13, 2019 · Fresno, Ca
- Wescom Financial Services, LLC formerNov 5, 2015 to Jun 15, 2016 · Pasadena, Ca
- Cuso Financial Services, L.P. formerAug 7, 2014 to Nov 4, 2015 · Granada Hills, Ca
- Cuna Brokerage Services, Inc. formerOct 26, 2012 to May 8, 2013 · Fresno, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedDec 11, 2007 to May 7, 2008 · Tustin, Ca
- Wamu Investments, Inc. unclassifiedSep 26, 2007 to Nov 29, 2007 · Los Angeles, Ca
- Cuso Financial Services, L.P. formerFeb 20, 2004 to Sep 1, 2004 · Culver City, Ca
- Wells Fargo Investments, LLC unclassifiedOct 10, 2003 to Feb 27, 2004 · Fresno, Ca
- LPL Financial LLC BD affiliatedFeb 26, 2003 to Oct 17, 2003 · Monterey Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- Money Concepts Advisory Service to Osaic Institutions, Inc.left Aug 31, 2023, registered Jul 22, 2025 (691 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Money Concepts Advisory Serviceleft May 13, 2019, registered Apr 19, 2021 (707 days) · RIA to affiliated broker-dealer or bank
- Wescom Financial Services, LLC to LPL Financial LLCleft Jun 15, 2016, registered Jun 14, 2016 (-1 days) · Other
- Cuso Financial Services, L.P. to Wescom Financial Services, LLCleft Nov 4, 2015, registered Nov 5, 2015 (1 days) · Other
- Cuna Brokerage Services, Inc. to Cuso Financial Services, L.P.left May 8, 2013, registered Aug 7, 2014 (456 days) · Other
- U.S. Bancorp Advisors, LLC to Cuna Brokerage Services, Inc.left May 7, 2008, registered Oct 26, 2012 (1633 days) · Other
- Wamu Investments, Inc. to U.S. Bancorp Advisors, LLCleft Nov 29, 2007, registered Dec 11, 2007 (12 days) · Other
- Cuso Financial Services, L.P. to Wamu Investments, Inc.left Sep 1, 2004, registered Sep 26, 2007 (1120 days) · Other
- Wells Fargo Investments, LLC to Cuso Financial Services, L.P.left Feb 27, 2004, registered Feb 20, 2004 (-7 days) · Other
- LPL Financial LLC to Wells Fargo Investments, LLCleft Oct 17, 2003, registered Oct 10, 2003 (-7 days) · Other
Signals
- Michael Brescione left Money Concepts Advisory Service for Osaic Institutions, Inc. (registered 2025-07-22)Aug 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address