DFX Intelligence

K•••••• C•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K•••••• C•••••• C•••••••

Advisor at P• N••• F•••••••• S••••••• L••

NEWTOWN, PA

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Search this name across graphsid dfx:ria:c620e80b-c1b6-c787-7be7-6992c21f0bb4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P• N••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P• N••• F•••••••• S••••••• L••	Independent wealth	Feb 27, 2026	n/a	yes	NEWTOWN, PA	Current employment
P•• F••••••••	Former SEC adviser	Jan 14, 2013	Dec 31, 2025	no	NEWTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• F••••••••	P• N••• F•••••••• S••••••• L••	Dec 31, 2025	Feb 27, 2026	58	Firm change	RIA to RIA
C••••••••• C•••••• A•••••••• L••	P•• F••••••••	Jan 15, 2013	Jan 14, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
165369:333595:PA:2025-12-31	Dec 31, 2025	Feb 27, 2026	NEWTOWN, PA	Firm change

Relationships

Registered with (5)

→ P• N••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ P•• F••••••••Registered adviserregistration: previous registration
Jan 14, 2013 to Dec 31, 2025factForm ADV
→ C••••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2006 to Jan 15, 2013factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c620e80b-c1b6-c787-7be7-6992c21f0bb4
First observed: Jan 28, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.