RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• C•••••• C•••••••
- P• N••• F•••••••• S••••••• L•• independent RIA currentsince Feb 27, 2026 · Newtown, Pa
- P•• F•••••••• formerJan 14, 2013 to Dec 31, 2025 · Newtown, Pa
- C••••••••• C•••••• A•••••••• L•• formerJan 23, 2006 to Jan 15, 2013 · Newtown, Pa
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 23, 2006 · Yardley, Pa
- P••••••••• E••••• G••••• L•• unclassifiedJan 28, 2003 to Jul 1, 2003 · Yardley, Pa
- P•• F•••••••• to P• N••• F•••••••• S••••••• L••left Dec 31, 2025, registered Feb 27, 2026 (58 days) · RIA to RIA · moved with a team
- C••••••••• C•••••• A•••••••• L•• to P•• F••••••••left Jan 15, 2013, registered Jan 14, 2013 (-1 days) · Other
- W•••• F•••• A••••••• to C••••••••• C•••••• A•••••••• L••left Jan 23, 2006, registered Jan 23, 2006 (0 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- K•••••• C•••••• C••••••• left P•• F•••••••• for P• N••• F•••••••• S••••••• L•• (registered 2026-02-27)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address