DFX Intelligence

M••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

M••• O••••

Advisor at W•••• F•••• A•••••••

LOUISVILLE, CO

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Search this name across graphsid dfx:ria:c62b3723-ebf5-dc46-a698-458e098e290a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 14, 2022	n/a	yes	LOUISVILLE, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Nov 10, 2022	no	BOULDER, CO\|DENVER, CO\|DENVER, CO\|BOULDER, CO\|BOULDER, CO\|BOULDER, CO\|BOULDER, CO\|DENVER, CO\|BOULDER, CO\|BOULDER, CO\|BOULDER, CO\|DENVER, CO\|LONGMONT, CO\|BOULDER, CO\|BOULDER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Nov 10, 2022	Nov 14, 2022	4	Channel change	Wirehouse to wirehouse
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CO:2022-11-10	Nov 10, 2022	Nov 14, 2022	BOULDER, CO	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 14, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Nov 10, 2022factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Jun 29, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c62b3723-ebf5-dc46-a698-458e098e290a
First observed: Jun 29, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.