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Advisor at UBS FINANCIAL SERVICES INC.
Bellaire, TX | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 14, 2022 | n/a | yes | Bellaire, TX|HOUSTON, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 14, 2009 | Sep 8, 2021 | no | HOUSTON, TX | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 6, 2008 | Jan 16, 2009 | no | HOUSTON, TX | Previous registration |
| EDWARD JONES | National bd RIA | Feb 20, 2008 | Apr 22, 2008 | no | FRIENDSWOOD, TX|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Jan 16, 2009 | Jan 14, 2009 | -2 | Bulk transfer | Other |
| EDWARD JONES | MORGAN STANLEY & CO. LLC | Apr 22, 2008 | May 6, 2008 | 14 | Firm change | Other |