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Registered advisor
M•••• D••• B•••••
Feed of 09/14/2026
Also filed as M•••• D••• Mobley
At current firm
4 y
since Jan 14, 2022
In the industry
20 y
since Jul 28, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 14, 2022 · Bellaire, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 14, 2009 to Sep 8, 2021 · Houston, Tx
- M••••• S•••••• • C•• L•• unclassifiedMay 6, 2008 to Jan 16, 2009 · Houston, Tx
- E••••• J•••• national BDFeb 20, 2008 to Apr 22, 2008 · Friendswood, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Jan 16, 2009, registered Jan 14, 2009 (-2 days) · corporate re-registration, not a move
- E••••• J•••• to M••••• S•••••• • C•• L••left Apr 22, 2008, registered May 6, 2008 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address