DFX Intelligence

P•••••• L•• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

P•••••• L•• R•••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Marietta, OH

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Search this name across graphsid dfx:ria:c6345a2a-6bb0-b403-f6bf-842ae27c8d83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 22, 2020	n/a	yes	Marietta, OH	Current employment
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Mar 29, 2019	Jul 9, 2020	no	CHARLESTON, WV\|PARKERSBURG, WV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• B•••••••• S••••••• I••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 9, 2020	Jul 22, 2020	13	Firm change	Ibd to ibd
P•• W••••• M•••••••••	U••••• B•••••••• S••••••• I••	Mar 20, 2018	Mar 29, 2019

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jul 22, 2020 to presentfactForm ADV
→ U••••• B•••••••• S••••••• I••Registered adviserregistration: previous registration
Mar 29, 2019 to Jul 9, 2020factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 17, 2015 to Mar 20, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c6345a2a-6bb0-b403-f6bf-842ae27c8d83
First observed: Mar 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.