DFX Intelligence
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Reading the graph
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Advisor at W••••••••• A••••••• P••••••• L••
WEST CHESTER, PA | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• P••••••• L•• | Bd affiliated wealth | Aug 5, 2015 | n/a | yes | ALPHARETTA, GA|WEST CHESTER, PA | Current employment |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | May 10, 2011 | Sep 19, 2013 | no | ALPHARETTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••• I••••••••• S•••••••• I••• | W••••••••• A••••••• P••••••• L•• | Sep 19, 2013 | Aug 5, 2015 | 685 | Firm change after gap | Other |
| T••••• S••••••••• I••• | S••••••• I••••••••• S•••••••• I••• | Jun 30, 2005 | Jun 30, 2005 |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 30, 2005 | Aug 26, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| T••••• S••••••••• I••• | n/a | Mar 24, 2003 | Jun 30, 2005 | no | ATLANTA, GA | Previous registration |
| 0 |
| Firm change |
| Other |