DFX Intelligence

M•••••• G•••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

M•••••• G•••• A•••• M••••••••• I•••

CRD 154127

DALLAS, TX

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Search this name across graphsid dfx:ria:c65a49f9-d2bf-1427-5fa3-43301fd53c7a

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 2
On other graphs: 0
Observed: Feb 6, 2012 to Sep 3, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $1.0Bderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $155Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• D••• M••••••	n/a	DALLAS, TX	16	40	2	no
A••••• J••• O••••	n/a	DALLAS, TX	15	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• G•••• W•••••	Owner	E	yes	07/2022	Sep 3, 2026	Sep 3, 2026
M••••••• S••••••• D•••	President	Na	yes	06/2010	Sep 3, 2026	Sep 3, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$997M	8.7%	$777M	11.7%	9	10	0	0

Relationships

Controls (4)

← M•••••• G•••• W•••••OwnerOWNER, ownership code E, domestic entity
Sep 3, 2026 to presentfactForm ADV
← T•••••• A••••••••• G••••••OwnerPRESIDENT, ownership code NA, individual
Sep 3, 2026 to presentfactForm ADV
← M••••••• S••••••• D•••OwnerOWNER, ownership code E, individual
Feb 6, 2012 to Jun 26, 2024factForm ADV
← M•••••• G•••• W••••• M••••••••• L••OwnerOWNER, ownership code E, domestic entity
Mar 28, 2024 to Jun 26, 2024fact

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c65a49f9-d2bf-1427-5fa3-43301fd53c7a
First observed: Feb 6, 2012
Last observed: Sep 3, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.