DFX Intelligence

V•••••• V••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

V•••••• V••••• A••••

Advisor at S•••••••• A•••••••• L••

SOUTHLAKE, TX

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Search this name across graphsid dfx:ria:af3242ee-db3f-70ed-992f-0150fcae3c07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Apr 3, 2025	n/a	yes	SOUTHLAKE, TX	Current employment
M•••••• G•••• A•••• M••••••••• I•••	Independent wealth	May 11, 2011	Mar 7, 2025	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• G•••• A•••• M••••••••• I•••	S•••••••• A•••••••• L••	Mar 7, 2025	Apr 3, 2025	27	Firm change	RIA to ibd
E•••••••• A•••••••• L••	M•••••• G•••• A•••• M••••••••• I•••	May 4, 2011	May 11, 2011

Relationships

Registered with (3)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 3, 2025 to presentfactForm ADV
→ M•••••• G•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 11, 2011 to Mar 7, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 15, 2007 to May 4, 2011factForm ADV

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af3242ee-db3f-70ed-992f-0150fcae3c07
First observed: Aug 15, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.