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Advisor at ARKADIOS WEALTH ADVISORS
Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Jan 10, 2025 | n/a | yes | Naples, FL | Current employment |
| WINTRUST INVESTMENTS | Former SEC adviser | May 17, 2012 | Dec 11, 2024 | no | CHICAGO, IL|NAPERVILLE, IL|naperville, IL|NAPERVILLE, IL|BARRINGTON, IL|Naples, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 6, 2009 | May 15, 2012 | no | OAKBROOK TERRACE, IL | Previous registration |
| FLIPPIN BRUCE & PORTER INC | Former SEC adviser | Feb 12, 2002 | Feb 24, 2009 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINTRUST INVESTMENTS | ARKADIOS WEALTH ADVISORS | Dec 11, 2024 | Jan 10, 2025 | 30 | Firm change | RIA to ibd |
| J.P. MORGAN SECURITIES LLC | WINTRUST INVESTMENTS | May 15, 2012 | May 17, 2012 | 2 | Firm change | Other |
| FLIPPIN BRUCE & PORTER INC | J.P. MORGAN SECURITIES LLC | Feb 24, 2009 | Mar 6, 2009 | 10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 875:288863:FL:2024-12-11 | Dec 11, 2024 | Jan 10, 2025 | NAPLES, FL | Firm change |