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A•••••• B•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• B•••• H•••••

Advisor at I••••••••• F•••••••• S•••••••• I•••

OAKBORO, NC | GREENSBORO, NC

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Search this name across graphsid dfx:ria:c670e615-26d5-8ea6-f134-e6524e6c7e4e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• S•••••••• I•••	Independent wealth	Aug 28, 2019	n/a	yes	GREENSBORO, NC\|GREENSBORO, NC\|OAKBORO, NC	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jan 12, 2017	Sep 6, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	I••••••••• F•••••••• S•••••••• I•••	Sep 6, 2019	Aug 28, 2019	-9	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ I••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 28, 2019 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 12, 2017 to Sep 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c670e615-26d5-8ea6-f134-e6524e6c7e4e
First observed: Jan 12, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.