DFX Intelligence

D•••• T••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

D•••• T••••• T••••

Advisor at C•••••••• C••••••

SCARBOROUGH, ME

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Search this name across graphsid dfx:ria:c672c31f-9f96-1986-9580-a9b95ab8c056

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 5, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C••••••	State registered	May 23, 2016	n/a	yes	SCARBOROUGH, ME	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jul 29, 2014	May 11, 2016	no	CEDAR RAPIDS, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	C•••••••• C••••••	May 11, 2016	May 23, 2016	12	Firm change	Other
M••• W••••• M••••••••• L••	R••••• W• B•••• • C•• I•••••••••	Jul 29, 2014	Jul 29, 2014

Relationships

Registered with (4)

→ C•••••••• C••••••Registered adviserregistration: current employment
May 23, 2016 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jul 29, 2014 to May 11, 2016factForm ADV
→ M••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2012 to Jul 29, 2014factForm ADV
→ R•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c672c31f-9f96-1986-9580-a9b95ab8c056
First observed: Jun 26, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.